Overview
We help clients pioneer creative, cost-effective strategies and structures with securities regulators and income tax authorities. Our team represents significant Canadian, U.S. and foreign investment managers, investment advisers, fund managers, chartered banks, trust and insurance companies, pension funds and product sponsors.
Our strong relationships with securities regulators, Canada Revenue Agency, Investment Funds Institute of Canada and other industry groups supports our nuanced understanding of Canadian and U.S. securities and tax regimes. We help clients in M&A, financings, fund establishment, prime broker and derivative trading agreements. We also guide our clients in regulatory matters, including regulation of advisers and distribution of investment products.
Primary Contact
Areas of Service
- Securities RegulatoryOur securities regulatory lawyers work closely in concert with our broader Capital Markets team on all aspects of securities regulatory, registration, enforcement and compliance matters.
- Structured ProductsWe have deep experience working in the design and launch of structured products to the public or through private funds created for institutional investors.
- TaxWith full-service tax capabilities in Canada and through our New York office, our practitioners have regular exposure to evolving tax structures on both sides of the Canada-U.S. border, naturally facilitating effective cross-border counsel on managed assets.Learn more
Recent Recognition
- Band 1 in Investment Funds: Fund Formation (Chambers Canada)
- Band 2 in Investment Funds: Investor Representation (Chambers USA)